Chan, Bernard Cheuk Bong 陳卓邦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-11-14 | 2011-04-19 | Rep | Advising on futures contracts | 2010-07-16 | 2011-04-19 |
2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-11-14 | 2011-04-19 | Rep | Advising on securities | 2010-07-16 | 2011-04-19 |
3 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-02-28 | 2007-11-09 |
4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-04-23 | 2007-11-09 |
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