Lim, Tow Lee 林道理
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ADMIS Hong Kong Limited | Rep | Dealing in futures contracts | 2007-05-04 | 2011-08-31 |
2 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2019-07-17 | 2020-01-10 |
3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2019-07-17 | 2020-01-10 |
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