Kong, Shing Hon 江承翰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2010-06-21 | 2011-01-13 | Rep | Dealing in securities | 2010-06-21 | 2011-01-13 |
| 2 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2007-08-01 | 2010-06-01 |
| 3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2016-04-08 | 2018-09-30 |
| 4 | Tora Trading Services Limited (HK) | Rep | Automated trading services | 2011-04-28 | 2011-12-22 | Rep | Dealing in futures contracts | 2011-04-28 | 2011-12-22 | Rep | Dealing in securities | 2011-04-28 | 2011-12-22 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2013-07-02 | 2015-09-04 | Rep | Dealing in futures contracts | 2013-07-02 | 2015-09-04 | Rep | Dealing in securities | 2013-07-02 | 2015-09-04 |
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