Ho, Garrick Chun Lim 何駿廉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Securities (International) Brokerage Company Limited | Rep | Dealing in securities | 2017-06-23 | 2018-06-13 |
2 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-04-18 | 2024-07-10 |
3 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-04-18 | 2024-07-10 |
4 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2016-02-22 | 2016-04-16 |
5 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-09-02 | 2017-03-28 |
6 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2018-10-23 | 2019-04-09 |
7 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2016-09-02 | 2017-03-28 | Rep | Dealing in securities | 2018-09-21 | 2019-04-09 |
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