Chan, Chui Ling (SFC:BQM152) 陳翠玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2024-09-27 | |
2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2024-09-27 | |
3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-12-29 | 2022-07-08 |
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