Yao, Deyin 姚德印
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | 3W Fund Management Limited | Rep | Asset management | 2018-08-28 | 2018-09-06 |
2 | Central Universe Futures Limited | Rep | Dealing in futures contracts | 2016-07-06 | 2017-06-30 |
3 | China Pinnacle Equity Management Limited | Rep | Advising on securities | 2022-03-10 | Rep | Asset management | 2022-03-10 | 2022-06-28 | RO | Asset management | 2022-06-28 |
4 | CIF Asset Management Limited | Rep | Asset management | 2020-09-02 | 2020-11-15 |
5 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2017-07-24 | 2018-08-20 | Rep | Asset management | 2017-07-24 | 2018-08-20 | Rep | Dealing in securities | 2017-07-24 | 2018-08-20 |
6 | HCEP Management Limited | Rep | Asset management | 2021-02-11 | 2021-12-06 |
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