Lau, Ali Ka Lung 劉嘉隆

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 AJ Securities Limited Rep Dealing in securities 2007-01-24 2007-06-29
2 CHEONG LEE SECURITIES LIMITED RO Dealing in securities 2007-08-13 2012-03-22
RO Advising on securities 2007-09-03 2012-03-22
RO Advising on futures contracts 2009-08-27 2012-03-22
RO Dealing in futures contracts 2009-08-27 2012-03-22
3 EMPEROR FUTURES LIMITED Rep Advising on futures contracts 2004-07-21
Rep Asset management 2004-07-21
Rep Dealing in futures contracts 2006-09-09
4 EMPEROR SECURITIES LIMITED (HK) Rep Advising on corporate finance 2004-07-21
Rep Advising on securities 2004-07-21
Rep Asset management 2004-07-21
Rep Automated trading services 2004-07-21
Rep Dealing in securities 2006-09-09
5 Oshidori Securities Limited Rep Advising on securities 2016-09-23 2016-11-15
Rep Dealing in securities 2016-09-23 2016-11-15
RO Advising on securities 2016-11-15 2017-06-29
RO Dealing in securities 2016-11-15 2017-06-29
6 Seazen Resources Futures Limited Rep Dealing in futures contracts 2014-02-24 2014-07-30
7 SHENG YUAN SECURITIES LIMITED Rep Advising on securities 2014-11-04 2016-05-30
Rep Dealing in securities 2014-11-04 2016-05-30
RO Dealing in futures contracts 2015-06-08 2016-05-30
8 SUNFUND SECURITIES LIMITED RO Advising on securities 2018-10-31 2020-06-12
RO Dealing in securities 2018-10-31 2020-06-12
9 United Securities Limited (HK) RO Advising on securities 2017-07-06 2018-06-22
RO Dealing in securities 2017-07-06 2018-06-22

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