Marsden, Matthew Owen
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Aletheia Analyst Network Limited | Rep | Advising on securities | 2013-09-25 | 2014-04-22 |
2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2011-10-07 | 2012-02-16 |
3 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2011-10-07 | 2012-01-30 |
4 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2005-05-30 | 2005-11-12 |
5 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2009-12-04 | 2011-08-08 |
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