Ngan, Chi Po 顏志波
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASA SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-12-02 | 2010-12-29 | Rep | Dealing in securities | 2010-12-02 | 2010-12-29 | RO | Dealing in futures contracts | 2010-12-29 | 2021-05-18 | RO | Dealing in securities | 2010-12-29 | 2021-05-18 | RO | Advising on securities | 2012-07-05 | 2021-05-18 |
| 2 | Bluemount Asset Management Limited | RO | Asset management | 2022-05-23 | 2022-11-30 |
| 3 | Bluemount Securities Limited | RO | Advising on securities | 2022-05-23 | 2022-11-30 | RO | Dealing in securities | 2022-05-23 | 2022-11-30 |
| 4 | CHINA ZHONG HENG FINANCE GROUP LIMITED | Rep | Advising on securities | 2023-05-02 | 2023-05-29 | Rep | Asset management | 2023-05-02 | 2023-05-29 | Rep | Dealing in securities | 2023-05-02 | 2023-05-29 | RO | Advising on securities | 2023-05-29 | 2024-11-25 | RO | Asset management | 2023-05-29 | 2024-11-25 | RO | Dealing in securities | 2023-05-29 | 2024-11-25 |
| 5 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-01-23 | 2008-04-09 | Rep | Dealing in securities | 2008-01-23 | 2008-04-09 |
| 6 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-04-21 | 2009-07-08 | RO | Advising on futures contracts | 2009-07-08 | 2010-11-06 | RO | Dealing in futures contracts | 2009-07-08 | 2010-11-06 |
| 7 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2008-04-21 | 2009-07-08 | RO | Advising on securities | 2009-07-08 | 2010-11-06 | RO | Dealing in securities | 2009-07-08 | 2010-11-06 | Rep | Asset management | 2009-10-09 | 2010-03-11 |
| 8 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2007-06-25 | 2007-11-22 |
| 9 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2007-06-25 | 2007-11-22 |
| 10 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2005-05-10 | 2007-06-14 |
| 11 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2005-05-10 | 2007-06-14 |
| 12 | Zhifu International Asset Management (HK) Limited | Rep | Advising on securities | 2021-07-21 | 2021-07-27 | RO | Advising on securities | 2021-07-27 | 2022-03-11 | RO | Asset management | 2021-07-27 | 2022-03-11 |
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