Ho, Frankie Man Kit 何文傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in securities | 2011-07-26 | 2017-05-24 |
| 2 | CVP Securities Limited | Rep | Dealing in securities | 2010-04-23 | 2011-07-21 |
| 3 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2003-09-02 | Rep | Advising on corporate finance | 2004-08-05 | Rep | Advising on securities | 2004-08-05 | Rep | Asset management | 2004-08-05 | Rep | Dealing in securities | 2009-11-17 |
| 4 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-08-05 | Rep | Advising on securities | 2004-08-05 | Rep | Asset management | 2004-08-05 | Rep | Dealing in securities | 2009-11-17 |
| 5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2009-12-04 | 2010-04-15 |
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