Pang, Lai Kwan 彭麗君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | Rep | Advising on securities | 2013-06-28 | 2014-08-24 | Rep | Asset management | 2013-10-09 | 2014-08-24 |
| 2 | Asia Cornerstone Asset Management Company Limited | Rep | Asset management | 2016-02-05 | 2016-04-08 | RO | Asset management | 2016-04-08 | 2016-10-11 |
| 3 | CASH Wealth Management Limited | Rep | Advising on securities | 2011-03-03 | 2013-06-15 |
| 4 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-03-03 | 2013-06-15 |
| 5 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-03-03 | 2013-06-15 |
| 6 | CHINA EAGLE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2017-11-14 | 2018-01-24 | RO | Asset management | 2018-01-24 | 2018-07-31 |
| 7 | China Reserve Securities Limited | RO | Asset management | 2016-11-08 | 2017-11-03 | RO | Advising on securities | 2016-12-16 | 2017-11-03 |
| 8 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-26 | 2011-02-24 |
| 9 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-03-04 | 2011-02-24 | Rep | Advising on securities | 2010-04-26 | 2011-02-24 |
| 10 | Parchment Capital Limited | RO | Advising on securities | 2018-10-08 | 2019-10-31 | RO | Asset management | 2018-10-08 | 2019-10-31 |
| 11 | Parchment Investment Limited | RO | Dealing in securities | 2018-10-08 | 2019-10-31 |
| 12 | Seazen Resources Asset Management Limited | Rep | Advising on securities | 2022-01-13 | 2022-01-31 | Rep | Asset management | 2022-01-13 | 2022-01-31 | Rep | Dealing in securities | 2022-01-13 | 2022-01-31 |
| 13 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2014-08-27 | 2016-01-23 | Rep | Asset management | 2014-08-27 | 2016-01-23 |
| 14 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-08-27 | 2016-01-23 |
| 15 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-08-27 | 2016-01-23 |
| 16 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2013-06-28 | 2014-08-24 |
| 17 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2013-08-26 | 2014-08-24 |
| 18 | ZH SECURITIES LIMITED | Rep | Advising on securities | 2020-03-13 | 2020-05-12 | Rep | Asset management | 2020-03-13 | 2020-05-12 | Rep | Dealing in securities | 2020-03-13 | 2020-05-12 | RO | Advising on securities | 2020-05-12 | 2021-11-11 | RO | Asset management | 2020-05-12 | 2021-11-11 | RO | Dealing in securities | 2020-05-12 | 2021-11-11 |
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