Shum, Lui Pang 沈呂鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2010-05-20 | 2013-04-08 | Rep | Leveraged foreign exchange trading | 2010-06-23 | 2013-04-08 |
2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2010-05-20 | 2013-04-08 |
3 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-03-26 | 2008-11-14 |
4 | DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | Dealing in securities | 2008-03-26 | 2008-06-01 |
5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-01-09 | 2008-03-15 |
6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-01-09 | 2008-03-15 |
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