Lau, Wing Shan 劉詠珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIF Securities Limited | Rep | Dealing in securities | 2016-10-14 | 2016-12-05 | RO | Dealing in securities | 2016-12-05 | 2016-12-09 |
| 2 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2011-01-26 | 2012-07-27 |
| 3 | HSBC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-12-19 | 2010-06-08 |
| 4 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2006-05-26 | 2010-06-08 |
| 5 | Instinet Alpha Trading Limited | Rep | Advising on corporate finance | 2004-03-02 | Rep | Asset management | 2004-03-02 | Rep | Advising on securities | 2006-04-13 | Rep | Automated trading services | 2006-04-13 | Rep | Dealing in securities | 2006-04-13 |
| 6 | INSTINET PACIFIC LIMITED | Rep | Advising on corporate finance | 2004-03-02 | Rep | Asset management | 2004-03-02 | Rep | Advising on securities | 2006-04-13 | Rep | Automated trading services | 2006-04-13 | Rep | Dealing in securities | 2006-04-13 |
| 7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-11-04 | 2016-07-16 |
| 8 | Select Investment Services Limited (HK) | Rep | Advising on securities | 2013-03-06 | 2013-06-05 | RO | Dealing in securities | 2013-03-06 | 2014-12-16 | RO | Advising on securities | 2013-06-05 | 2014-12-16 |
| 9 | Wealthy Securities Limited | RO | Advising on securities | 2017-06-29 | 2020-10-09 | RO | Asset management | 2017-06-29 | 2020-10-09 | RO | Dealing in securities | 2017-06-29 | 2020-10-09 |
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