How, Sze Ming 侯思明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-01-17 | 2006-05-25 | Rep | Dealing in securities | 2005-01-17 | 2006-05-25 |
| 2 | CMB International Capital Holdings Corporation Limited | RO | Advising on corporate finance | 2010-04-08 | 2011-05-05 | RO | Dealing in securities | 2010-04-08 | 2011-05-05 |
| 3 | CMB International Capital Limited | RO | Advising on corporate finance | 2010-09-07 | 2015-06-30 | RO | Dealing in securities | 2010-09-07 | 2015-06-30 |
| 4 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on securities | 2004-01-08 | Rep | Advising on corporate finance | 2004-12-23 |
| 5 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-04-09 | 2010-02-18 | Rep | Dealing in securities | 2009-04-09 | 2010-02-18 |
| 6 | ICEA CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2007-05-02 | 2008-09-30 |
| 7 | ICEA CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-06-09 | 2009-04-01 | Rep | Dealing in securities | 2006-06-09 | 2009-04-01 |
| 8 | Patrons Capital Limited | RO | Advising on corporate finance | 2023-01-16 | |
| 9 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-03-14 | 2016-04-28 | Rep | Dealing in securities | 2016-03-14 | 2016-04-28 | RO | Advising on corporate finance | 2016-04-28 | 2021-08-30 | RO | Dealing in securities | 2016-04-28 | 2021-08-30 |
| 10 | Yi Shun Da Capital Limited | RO | Advising on corporate finance | 2015-11-04 | 2016-01-10 | RO | Dealing in securities | 2015-11-04 | 2016-01-10 |
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