Lam, Li Man 林莉敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-08-17 | 2014-09-17 |
2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2008-06-24 | 2009-09-02 |
3 | Rui Da International Finance Holding Limited | Rep | Dealing in futures contracts | 2014-12-03 | 2023-09-15 |
4 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-08-26 | 2005-07-19 |
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