Lau, Chun Keung (SFC:ADR543) 劉俊強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHI CAPITAL SECURITIES LIMITED | RO | Advising on securities | 2008-04-22 | 2009-04-07 | RO | Dealing in securities | 2008-04-22 | 2009-04-07 |
| 2 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2003-10-23 | 2007-03-09 | Rep | Dealing in securities | 2003-10-23 | 2007-03-09 | Rep | Leveraged foreign exchange trading | 2004-04-02 | 2007-03-09 | RO | Dealing in futures contracts | 2005-12-20 | 2007-03-09 |
| 3 | ETRADE SECURITIES LIMITED | Rep | Advising on securities | 2003-10-23 | 2007-03-09 | Rep | Dealing in securities | 2003-10-23 | 2007-03-09 |
| 4 | SDIC Securities International Financial Holdings Limited | Rep | Dealing in securities | 2010-08-09 | 2014-09-15 |
| 5 | SDICS International Futures (Hong Kong) Limited | RO | Advising on futures contracts | 2010-10-25 | RO | Dealing in futures contracts | 2010-10-25 |
| 6 | SDICS International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2010-11-17 | 2014-06-23 | RO | Dealing in securities | 2014-06-23 |
| 7 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-05-25 | 2010-07-31 |
| 8 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2009-04-15 | 2010-07-31 |
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