Kwan, Wai Shing 關偉成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2006-12-15 | 2010-09-20 |
| 2 | MIB FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-07-09 | Rep | Asset management | 2003-07-09 | Rep | Dealing in futures contracts | 2006-12-09 |
| 3 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-07-09 | Rep | Advising on securities | 2003-07-09 | Rep | Asset management | 2003-07-09 | Rep | Dealing in securities | 2006-12-09 |
| 4 | Nittan Securities Asia Limited | Rep | Dealing in securities | 2010-10-04 | 2012-04-13 |
| 5 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2012-06-18 | |
| 6 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-10-03 | 2019-07-22 |
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