Lee, Jessica Man Yi 李敏兒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Asia Pacific Securities Limited | Rep | Dealing in securities | 2006-09-01 | 2007-04-30 |
2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2004-10-21 | 2005-08-22 |
3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2004-10-21 | 2005-08-22 |
4 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-04-30 | 2003-07-07 | Rep | Dealing in securities | 2003-04-30 | 2005-08-22 |
5 | GT CAPITAL LIMITED | Rep | Dealing in securities | 2005-08-24 | 2006-08-31 | Rep | Dealing in securities | 2007-11-19 | 2009-06-01 |
6 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2009-06-10 | 2021-08-20 | Rep | Dealing in futures contracts | 2010-03-08 | 2019-03-15 |
7 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2012-06-21 | 2015-07-28 | Rep | Dealing in futures contracts | 2012-06-21 | 2016-01-21 | Rep | Advising on securities | 2013-08-12 | 2015-07-28 | RO | Advising on securities | 2015-07-28 | 2023-09-11 | RO | Dealing in securities | 2015-07-28 | 2023-09-11 | RO | Dealing in futures contracts | 2016-01-21 | 2023-09-11 | Rep | Asset management | 2019-07-16 | 2023-09-11 | RO | Advising on futures contracts | 2022-01-17 | 2023-09-11 |
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