Chan, Jobi Sheung Yin 陳尚言
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CATHAYSIA SECURITIES LIMITED | Rep | Dealing in securities | 2020-09-24 | 2022-10-31 |
2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-09-19 | 2011-07-01 |
3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-04-19 | 2011-07-01 |
4 | Quam Securities Limited | Rep | Dealing in futures contracts | 2011-07-14 | 2020-09-13 | Rep | Dealing in securities | 2011-07-14 | 2020-09-13 |
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