Tai, Renee Wing Chiu 戴穎昭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2003-05-14 | 2007-05-10 | Rep | Advising on securities | 2003-12-30 | 2010-10-02 |
2 | KINGSTON SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-05-13 | Rep | Advising on securities | 2003-05-13 | Rep | Asset management | 2003-05-13 | Rep | Automated trading services | 2003-05-13 | Rep | Dealing in securities | 2003-05-13 |
3 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2010-10-13 | 2012-02-03 |
4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2012-06-18 | 2015-07-17 |
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