Woo, Koon Fai 胡冠輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2012-04-19 | Rep | Dealing in futures contracts | 2012-05-28 | Rep | Leveraged foreign exchange trading | 2012-07-26 | 2014-11-26 | Rep | Advising on securities | 2020-12-23 |
2 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-12-17 | 2012-03-12 |
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