Kwong, Henry Yuk Ho 鄺鋈豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | Rep | Advising on securities | 2012-05-21 | 2013-03-10 |
| 2 | CGS International Securities Hong Kong Limited | Rep | Advising on securities | 2005-03-16 | 2006-05-27 | Rep | Dealing in securities | 2005-03-16 | 2006-05-27 |
| 3 | CNI Global Assets Management Limited (HK) | RO | Asset management | 2015-06-02 | 2018-06-09 |
| 4 | CNI Securities Group Limited | RO | Advising on securities | 2014-05-13 | 2018-06-09 |
| 5 | Everbright Securities Global (HK) Limited | Rep | Dealing in securities | 2011-05-27 | 2012-05-16 | Rep | Advising on corporate finance | 2011-07-13 | 2012-05-16 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2011-05-27 | 2012-05-16 | Rep | Dealing in securities | 2011-05-27 | 2012-05-16 |
| 7 | GLENWORTH CAPITAL LIMITED | RO | Advising on securities | 2013-06-21 | 2013-10-02 | RO | Asset management | 2013-06-21 | 2013-10-02 |
| 8 | GRANSING SECURITIES CO., LIMITED | Rep | Advising on securities | 2020-07-28 | 2020-09-17 | Rep | Asset management | 2020-07-28 | 2020-09-17 | RO | Advising on securities | 2020-09-17 | 2022-12-28 | RO | Asset management | 2020-09-17 | 2022-12-28 |
| 9 | HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED | Rep | Advising on securities | 2018-11-19 | 2018-12-04 | Rep | Asset management | 2018-11-19 | 2018-12-04 | RO | Advising on securities | 2018-12-04 | 2020-02-06 | RO | Asset management | 2018-12-04 | 2020-02-06 |
| 10 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Advising on securities | 2013-11-04 | 2014-03-17 |
| 11 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2007-10-04 | 2008-04-08 | RO | Advising on securities | 2008-04-08 | 2011-01-13 |
| 12 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2012-05-21 | 2013-03-10 |
| 13 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2012-05-21 | 2013-03-10 |
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