Lau, Chun Hou 劉俊厚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FUBON SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-10-12 | 2013-03-22 | RO | Dealing in securities | 2013-03-22 | 2015-03-19 |
| 2 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-12-09 | Rep | Advising on securities | 2003-12-09 | Rep | Asset management | 2003-12-09 | Rep | Dealing in securities | 2005-11-14 |
| 3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-12-09 | Rep | Advising on securities | 2003-12-09 | Rep | Asset management | 2003-12-09 | Rep | Dealing in securities | 2009-07-11 |
| 4 | WINTONE SECURITIES LIMITED | Rep | Dealing in securities | 2009-10-06 | 2012-08-30 |
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