Cheung, Alan Ngar Lok 張雅樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | 313 Capital Management Limited | RO | Advising on securities | 2023-02-17 | RO | Asset management | 2023-02-17 |
2 | FORTUNE HILL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2021-05-10 | 2022-07-10 | RO | Asset management | 2021-05-10 | 2022-07-10 |
3 | KOALA CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2020-05-12 | 2020-06-24 | RO | Asset management | 2020-06-24 | 2021-04-30 |
4 | KOALA SECURITIES LIMITED | Rep | Advising on securities | 2020-05-12 | 2020-06-24 | Rep | Dealing in securities | 2020-05-12 | 2020-06-24 | RO | Advising on securities | 2020-06-24 | 2021-04-30 | RO | Dealing in securities | 2020-06-24 | 2021-04-30 |
5 | Lee Kee Store Company Limited | RO | Dealing in futures contracts | 2015-02-04 | 2015-10-08 |
6 | Planetree Asset Management Limited (HK) | Rep | Asset management | 2012-12-19 | 2015-01-31 | Rep | Asset management | 2015-10-29 | 2018-04-17 | RO | Asset management | 2018-04-17 | 2020-05-11 |
7 | Planetree Futures Limited | Rep | Advising on futures contracts | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Dealing in futures contracts | 2004-05-12 | RO | Dealing in futures contracts | 2004-05-12 | 2015-01-31 | Rep | Dealing in futures contracts | 2015-10-29 | 2015-12-07 | RO | Dealing in futures contracts | 2015-12-07 | 2020-05-11 |
8 | Planetree Securities Limited | Rep | Advising on corporate finance | 2003-10-13 | Rep | Advising on securities | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Dealing in securities | 2015-01-31 | Rep | Dealing in securities | 2015-10-29 | 2015-12-07 | RO | Dealing in securities | 2015-12-07 | 2020-05-11 |
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