Lau, Tak Fai 劉德輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Emperor Asset Management Limited | RO | Advising on securities | 2024-05-22 | RO | Asset management | 2024-05-22 |
2 | EMPEROR FUTURES LIMITED | RO | Dealing in futures contracts | 2022-04-22 | RO | Advising on futures contracts | 2022-05-16 |
3 | EMPEROR SECURITIES LIMITED (HK) | RO | Advising on securities | 2022-04-22 | RO | Dealing in securities | 2022-04-22 |
4 | Emperor Wealth Management Limited | RO | Advising on securities | 2022-04-22 | RO | Dealing in securities | 2022-04-22 |
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