Lee, Johnny Chi Chung (SFC:ADJ622) 李志璋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on futures contracts | 2003-07-10 | Rep | Asset management | 2003-07-10 | Rep | Dealing in futures contracts | 2003-07-10 |
2 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-07-10 | Rep | Advising on securities | 2003-07-10 | Rep | Asset management | 2003-07-10 | Rep | Dealing in securities | 2003-07-10 |
3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-07-10 | Rep | Advising on securities | 2003-07-10 | Rep | Asset management | 2003-07-10 | Rep | Dealing in securities | 2003-07-10 |
4 | HSBC STRUCTURED FUNDS (ASIA) LIMITED | Rep | Advising on futures contracts | 2003-07-10 | Rep | Asset management | 2003-07-10 | Rep | Dealing in futures contracts | 2003-07-10 |
5 | MACQUARIE CAPITAL LIMITED | RO | Dealing in securities | 2008-09-26 | 2009-09-20 |
6 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-03-27 | 2008-04-28 | RO | Dealing in securities | 2008-04-28 | 2009-09-20 |
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