Wong, Poh Fah 黃保樺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-07-27 | 2010-04-07 | Rep | Automated trading services | 2008-11-07 | 2010-04-07 | Rep | Dealing in futures contracts | 2008-11-07 | 2010-04-07 |
| 2 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2005-07-27 | 2008-11-24 | Rep | Dealing in futures contracts | 2005-07-27 | 2008-11-24 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2005-07-27 | 2010-04-07 |
| 4 | HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Advising on futures contracts | 2003-08-29 | Rep | Asset management | 2003-08-29 | Rep | Dealing in futures contracts | 2005-07-07 |
| 5 | HSBC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-12-23 | 2005-07-07 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2011-09-26 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2023-06-01 |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-09-26 | 2023-06-01 |
| 8 | VALUABLE CAPITAL LIMITED | Rep | Dealing in futures contracts | 2023-07-17 | Rep | Dealing in securities | 2023-07-17 |
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