Leung, Yuet Ming (SFC:AJB007) 梁月明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2005-12-12 | 2009-04-30 |
2 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2005-12-12 | 2009-04-30 |
3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2003-09-09 | 2005-11-30 | Rep | Advising on futures contracts | 2005-06-29 | 2005-11-30 |
4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Automated trading services | 2003-09-09 | 2005-11-30 | Rep | Dealing in securities | 2003-09-09 | 2005-11-30 |
5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2012-05-02 | 2012-05-18 |
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