Chan, Christopher Chun Yin 陳俊彥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2017-01-25 | 2018-06-01 | Rep | Dealing in securities | 2017-01-25 | 2018-06-01 |
2 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2010-08-27 | 2011-07-28 |
3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-05-13 | 2011-07-28 |
4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2010-05-13 | 2011-07-28 |
5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-03-18 | 2010-03-03 | Rep | Dealing in securities | 2009-03-18 | 2010-03-03 |
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