Hui, Chi Sum 許志深
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Jianxin Financial Services Limited | Rep | Dealing in securities | 2016-10-12 | 2016-12-01 | RO | Dealing in securities | 2016-12-01 | 2018-06-30 | RO | Advising on securities | 2017-01-19 | 2018-06-30 |
2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2007-09-17 | 2009-06-23 |
3 | SUN SECURITIES LIMITED | Rep | Dealing in securities | 2011-04-21 | 2014-10-28 | RO | Dealing in securities | 2014-10-28 | 2016-09-30 |
4 | TSE'S SECURITIES LIMITED | Rep | Dealing in securities | 2005-08-02 | 2007-09-10 | Rep | Dealing in securities | 2009-07-02 | 2011-04-15 |
5 | WILSON SECURITIES LIMITED | Rep | Advising on securities | 2018-12-24 | 2019-02-01 | Rep | Dealing in securities | 2018-12-24 | 2019-02-01 | RO | Advising on securities | 2019-02-01 | RO | Dealing in securities | 2019-02-01 |
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