Yetman, Mark Stephen
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALETHEIA TECHNOLOGIES LIMITED (HK) | Rep | Advising on securities | 2014-03-21 | 2015-04-13 |
| 2 | BTIG Hong Kong Limited | Rep | Dealing in securities | 2011-01-12 | 2014-01-29 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2008-09-18 | 2008-11-24 |
| 4 | Credit Agricole Securities (Asia) Limited | Rep | Advising on corporate finance | 2003-05-20 | Rep | Advising on securities | 2003-05-20 | Rep | Asset management | 2003-05-20 | Rep | Dealing in securities | 2003-05-20 |
| 5 | HSBC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-01-03 | 2005-11-14 |
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