Xu, Lingyan (SFC:ARI518) 徐凌艷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2010-06-04 | 2013-05-27 | Rep | Dealing in securities | 2010-06-04 | 2013-05-27 | Rep | Advising on securities | 2013-11-27 | 2014-08-21 | Rep | Dealing in securities | 2013-11-27 | 2014-08-21 | RO | Advising on securities | 2014-08-21 | 2015-12-02 | RO | Dealing in securities | 2014-08-21 | 2015-12-02 |
2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on securities | 2013-06-14 | 2013-10-24 | Rep | Dealing in securities | 2013-06-14 | 2013-10-24 |
3 | KILMOREY ASSET MANAGEMENT LIMITED | RO | Asset management | 2018-06-21 | 2019-11-26 | Rep | Asset management | 2019-11-26 | 2020-04-01 |
4 | KILMOREY SECURITIES LIMITED | RO | Dealing in securities | 2016-03-24 | 2019-11-26 | RO | Advising on securities | 2017-02-09 | 2019-11-26 | Rep | Advising on securities | 2019-11-26 | 2019-12-03 | Rep | Dealing in securities | 2019-11-26 | 2019-12-03 |
5 | Lion Asset Management Limited (HK) | Rep | Advising on securities | 2020-08-03 | 2024-01-31 | Rep | Asset management | 2020-08-03 | 2024-01-31 |
6 | Lion International Securities Group Limited | Rep | Dealing in securities | 2020-08-03 | 2024-01-31 |
7 | MF Securities Hong Kong Limited | Rep | Dealing in securities | 2009-11-27 | 2010-04-21 | Rep | Advising on securities | 2009-12-21 | 2010-04-21 |
8 | Mighty Divine Investment Management Limited | Rep | Asset management | 2024-02-14 | |
9 | MIGHTY DIVINE SECURITIES LIMITED | Rep | Dealing in securities | 2024-02-14 | |
10 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-07-17 | 2009-04-06 | Rep | Dealing in securities | 2009-05-13 | 2009-11-12 |
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