Ngai, Ching (SFC:AXV091) 倪晶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Asset management | 2011-08-08 | 2013-04-28 |
2 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2016-04-26 | 2016-05-12 |
3 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2016-04-26 | 2016-05-12 | Rep | Dealing in securities | 2016-04-26 | 2016-05-12 |
4 | Quam Securities Limited | Rep | Dealing in futures contracts | 2016-06-03 | Rep | Dealing in securities | 2016-06-03 |
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