Lam, Dennis Che Jung 林子津
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BEAR STEARNS ASIA LIMITED | Rep | Advising on securities | 2007-06-15 | 2007-09-22 |
2 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on securities | 2007-10-09 | 2019-02-20 | RO | Advising on securities | 2019-02-20 | RO | Dealing in securities | 2022-07-26 |
3 | GRAND PARTNERS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2005-02-28 | 2005-12-24 |
4 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-07-09 | Rep | Asset management | 2003-07-09 | Rep | Advising on securities | 2003-10-14 | Rep | Advising on securities | 2006-01-12 | 2007-06-08 |
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