Wong, Hok Kam 汪學金
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR CORPORATE FINANCE LIMITED | Rep | Advising on securities | 2003-08-29 | 2004-05-17 |
| 2 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-01-13 | |
| 3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2003-08-29 | 2004-01-13 | RO | Dealing in securities | 2004-01-13 | RO | Advising on securities | 2004-05-17 |
| 4 | Open Asset Management Limited | RO | Advising on securities | 2003-08-22 | |
| 5 | Open Securities Limited | RO | Dealing in securities | 2003-08-22 |
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