Yu, Lap Kwan 余立群
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-04-25 | Rep | Advising on futures contracts | 2018-05-07 |
2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-04-25 | Rep | Advising on securities | 2018-05-07 |
3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-07-03 | 2018-04-07 |
4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-07-03 | 2018-04-07 |
5 | QUAM FUTURES LIMITED | Rep | Advising on futures contracts | 2004-01-29 | Rep | Asset management | 2004-01-29 | Rep | Dealing in futures contracts | 2006-01-31 |
6 | Quam Securities Limited | Rep | Advising on corporate finance | 2004-01-29 | Rep | Advising on securities | 2004-01-29 | Rep | Asset management | 2004-01-29 | Rep | Dealing in securities | 2007-06-04 | Rep | Dealing in futures contracts | 2004-10-26 | 2007-06-04 |
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