Chen, Geng (SFC:AOY114) 陳耿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2013-04-30 | 2015-07-26 |
2 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on securities | 2007-05-16 | 2008-02-25 | Rep | Advising on securities | 2008-09-16 | 2010-12-16 |
3 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2011-01-27 | 2012-06-08 |
4 | SHENZHEN CAPITAL (INTERNATIONAL) ASSET MANAGEMENT COMPANY LIMITED | RO | Asset management | 2019-04-17 | 2019-11-20 | Rep | Asset management | 2020-02-11 | 2020-04-01 | RO | Asset management | 2020-04-01 | 2021-03-24 |
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