Yan, Ka Lok (SFC:AJK630) 甄嘉樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anuenue Securities Limited | Rep | Dealing in securities | 2005-09-06 | 2007-08-03 |
| 2 | BCCF SECURITIES CO., LIMITED | RO | Advising on securities | 2012-09-17 | 2013-05-27 | RO | Asset management | 2012-09-17 | 2013-05-27 |
| 3 | Blossomhill Investment Limited | RO | Asset management | 2013-10-25 | 2014-06-14 |
| 4 | CCB Securities Limited | RO | Advising on securities | 2016-06-20 | 2019-07-31 | RO | Asset management | 2016-06-20 | 2019-07-31 | RO | Dealing in securities | 2017-12-12 | 2019-07-31 |
| 5 | Changjiang Asset Management (HK) Limited | RO | Advising on securities | 2014-06-26 | 2016-03-31 | RO | Asset management | 2014-06-26 | 2016-03-31 |
| 6 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-11-26 | 2005-01-06 |
| 7 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2004-02-03 | 2005-01-06 |
| 8 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-11-26 | 2005-01-06 |
| 9 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2005-01-07 | 2005-08-06 |
| 10 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-01-07 | 2005-08-06 |
| 11 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2005-01-07 | 2005-08-06 |
| 12 | CreditEase Wealth Management (HK) Limited | Rep | Advising on securities | 2020-02-20 | 2020-02-25 | Rep | Asset management | 2020-02-20 | 2020-02-25 | RO | Advising on securities | 2020-02-25 | 2020-09-04 | RO | Asset management | 2020-02-25 | 2020-09-04 |
| 13 | Finloop Finance Limited | RO | Asset management | 2024-10-31 | |
| 14 | Fosun International Asset Management Limited | RO | Asset management | 2023-08-03 | RO | Advising on securities | 2024-08-26 |
| 15 | Fosun International Securities Limited | RO | Advising on securities | 2023-04-26 | RO | Dealing in securities | 2023-04-26 | RO | Asset management | 2024-07-31 |
| 16 | MFG Limited (HK) | Rep | Asset management | 2009-01-02 | 2012-04-23 | Rep | Advising on securities | 2009-09-02 | 2011-06-10 | Rep | Dealing in securities | 2010-09-06 | 2011-06-10 | RO | Advising on futures contracts | 2011-06-10 | 2012-06-23 | RO | Advising on securities | 2011-06-10 | 2012-06-23 | RO | Dealing in futures contracts | 2011-06-10 | 2012-06-23 | RO | Dealing in securities | 2011-06-10 | 2012-06-23 | RO | Asset management | 2012-04-23 | 2012-06-23 |
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