Leung, Shing Wai (SFC:ACZ462) 梁成偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-04-04 | 2006-01-23 |
2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-09-21 | 2006-01-23 | Rep | Dealing in futures contracts | 2005-10-13 | 2006-01-23 |
3 | BOCOM International Holdings Company Limited | Rep | Dealing in futures contracts | 2006-01-26 | 2006-10-17 | Rep | Dealing in securities | 2006-01-26 | 2006-10-17 |
4 | FUHWA SECURITIES (HONG KONG) CO., LIMITED | Rep | Dealing in securities | 2003-09-16 | 2004-09-20 |
5 | GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-01-28 | 2016-06-20 |
6 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-01-28 | 2016-06-20 |
7 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on corporate finance | 2003-08-22 | Rep | Advising on securities | 2003-08-22 | Rep | Asset management | 2003-08-22 | Rep | Dealing in securities | 2003-08-22 |
8 | Octal Capital Asset Management Limited | Rep | Asset management | 2020-07-16 | 2020-09-29 | RO | Asset management | 2020-09-29 | 2021-05-05 | Rep | Asset management | 2021-05-05 | 2021-07-31 |
9 | SANFULL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-03-07 | 2015-01-20 |
10 | SANFULL SECURITIES LIMITED | Rep | Dealing in securities | 2006-10-19 | 2015-01-20 |
11 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2016-07-11 | 2017-02-03 | Rep | Dealing in futures contracts | 2016-07-11 | 2017-02-12 | RO | Dealing in securities | 2017-02-03 | 2017-02-12 | Rep | Dealing in futures contracts | 2017-02-13 | 2020-02-06 | RO | Dealing in securities | 2017-02-13 | 2020-02-06 | Rep | Asset management | 2019-06-13 | 2020-02-06 |
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