Chin, Kin Man 錢健文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2005-08-17 | 2005-10-10 |
2 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2005-08-17 | 2005-10-10 |
3 | Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2007-11-23 | 2007-12-11 | Rep | Dealing in securities | 2007-11-23 | 2007-12-11 |
4 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2006-05-09 | 2006-08-07 |
5 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2006-06-14 | 2006-08-07 |
6 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-06-12 | 2012-09-24 |
7 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2004-11-30 | 2005-08-02 | Rep | Dealing in securities | 2008-10-23 | 2012-09-24 |
8 | TAI TAK SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-02-01 | 2006-02-07 |
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