Tse, Terry Tak Li 謝德利
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADS Securities Hong Kong Limited | Rep | Dealing in futures contracts | 2017-09-27 | 2017-11-14 | Rep | Dealing in securities | 2017-09-27 | 2018-06-25 | Rep | Leveraged foreign exchange trading | 2017-09-27 | 2018-06-25 | RO | Dealing in futures contracts | 2017-11-14 | 2018-06-25 | Rep | Advising on securities | 2018-01-02 | 2018-06-25 |
| 2 | Hao Tian International Futures Limited | RO | Dealing in futures contracts | 2016-12-30 | 2017-06-05 |
| 3 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-07-09 | 2019-01-25 | RO | Dealing in futures contracts | 2019-01-25 | 2019-04-26 |
| 4 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2018-07-09 | 2019-04-26 | Rep | Dealing in securities | 2018-07-09 | 2019-04-26 |
| 5 | OnePlatform Securities Limited | Rep | Dealing in securities | 2019-06-17 | 2019-08-30 | Rep | Advising on securities | 2019-06-17 | 2021-03-13 | RO | Dealing in securities | 2019-08-30 | 2021-03-13 | RO | Advising on securities | 2021-08-24 | 2022-01-17 | RO | Dealing in securities | 2021-08-24 | 2022-01-17 |
| 6 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-02-16 | 2012-06-26 |
| 7 | South China Forex Limited | Rep | Leveraged foreign exchange trading | 2010-06-23 | 2012-06-26 |
| 8 | South China Investment Consultancy (Hong Kong) Limited | Rep | Advising on securities | 2003-08-04 | Rep | Asset management | 2003-08-04 | Rep | Dealing in securities | 2004-02-09 |
| 9 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2003-09-09 | 2012-06-26 |
| 10 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2012-09-18 | 2016-04-17 |
| 11 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2012-09-18 | 2016-04-17 | Rep | Leveraged foreign exchange trading | 2012-09-18 | 2016-04-17 |
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