Wong, David Che Hao 黃志豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Awaken Thunder Capital Limited | Rep | Asset management | 2019-06-28 | 2022-03-01 | RO | Advising on securities | 2019-06-28 | 2023-08-20 | RO | Dealing in securities | 2019-06-28 | 2023-08-20 | RO | Asset management | 2022-03-01 | 2023-08-20 |
| 2 | CVP Securities Limited | Rep | Dealing in securities | 2004-08-17 | 2004-12-03 |
| 3 | Forthright Capital Management Limited | RO | Advising on securities | 2023-08-21 | RO | Asset management | 2023-08-21 | RO | Dealing in securities | 2023-08-21 |
| 4 | King Sun Securities Limited | Rep | Dealing in securities | 2006-08-15 | 2011-11-01 |
| 5 | MEGA CAPITAL (ASIA) COMPANY LIMITED | Rep | Advising on corporate finance | 2003-06-25 | 2004-06-17 |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-07-22 | 2004-08-11 | Rep | Dealing in futures contracts | 2006-04-19 | 2006-08-11 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-07-22 | 2004-08-11 | Rep | Dealing in securities | 2006-04-19 | 2006-08-11 |
| 8 | Quam Securities Limited | Rep | Dealing in securities | 2011-11-23 | 2016-08-31 | Rep | Dealing in futures contracts | 2012-03-05 | 2016-08-31 | Rep | Advising on securities | 2015-09-29 | 2016-08-31 | Rep | Asset management | 2015-09-29 | 2016-08-31 |
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