Chung, James Man Him 鍾文謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BUCEPHALUS RESEARCH PARTNERSHIP LIMITED | RO | Advising on securities | 2019-05-16 | 2020-10-01 |
| 2 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2006-06-26 | 2007-12-20 |
| 3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2007-05-22 | 2007-12-20 |
| 4 | GREAT BAY SECURITIES LIMITED | Rep | Advising on securities | 2020-10-20 | 2021-06-24 | Rep | Dealing in securities | 2020-11-03 | 2021-06-24 |
| 5 | OCBC Futures Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2013-10-15 | 2016-07-11 |
| 6 | OCBC Securities Brokerage (Hong Kong) Limited | Rep | Dealing in securities | 2008-01-24 | 2016-07-11 |
| 7 | Wealth Link Securities Limited | Rep | Dealing in securities | 2016-07-21 | 2017-01-19 | RO | Advising on securities | 2017-01-19 | 2019-05-14 | RO | Dealing in securities | 2017-01-19 | 2019-05-14 | RO | Advising on securities | 2021-07-05 | 2023-08-14 | RO | Dealing in securities | 2021-07-05 | 2023-08-14 | Rep | Advising on securities | 2023-08-14 | 2023-08-15 | Rep | Dealing in securities | 2023-08-14 | 2023-08-15 |
| 8 | WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2023-08-28 | Rep | Dealing in securities | 2023-08-28 |
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