Seto, Ming Wai 司徒明慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CLC SECURITIES LIMITED | Rep | Dealing in securities | 2011-07-18 | 2014-03-05 |
2 | CNI Securities Group Limited | Rep | Dealing in securities | 2011-05-23 | 2011-07-15 |
3 | KOALA SECURITIES LIMITED | Rep | Dealing in securities | 2015-11-19 | 2023-07-18 |
4 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-04-22 | 2015-11-12 |
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