So, Chung Wai 蘇聰惠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BETA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-04-19 | 2007-04-23 |
| 2 | CLC SECURITIES LIMITED | Rep | Dealing in securities | 2008-11-21 | 2011-12-05 | RO | Dealing in securities | 2011-12-05 | 2014-04-15 |
| 3 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Dealing in securities | 2007-05-07 | 2008-11-03 |
| 4 | KOALA SECURITIES LIMITED | Rep | Dealing in securities | 2015-11-05 | 2016-01-08 | RO | Dealing in securities | 2016-01-08 | RO | Advising on securities | 2017-11-02 |
| 5 | Minerva Holding Financial Securities Limited | Rep | Dealing in securities | 2014-05-02 | 2014-06-09 | RO | Dealing in securities | 2014-06-09 | 2015-10-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy