Wong, Chun Wah (SFC:AAA213) 王俊華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Advising on corporate finance | 2004-05-31 | Rep | Advising on securities | 2004-05-31 | Rep | Asset management | 2004-05-31 | Rep | Dealing in securities | 2006-10-01 |
| 2 | EMPEROR FUTURES LIMITED | RO | Advising on futures contracts | 2013-04-25 | 2017-02-19 | RO | Dealing in futures contracts | 2013-04-25 | 2017-02-19 |
| 3 | EMPEROR SECURITIES LIMITED (HK) | RO | Advising on securities | 2013-04-25 | 2017-02-19 | RO | Dealing in securities | 2013-04-25 | 2017-02-19 |
| 4 | HF Securities and Futures Limited | Rep | Dealing in futures contracts | 2019-08-06 | 2019-08-16 | Rep | Dealing in securities | 2019-08-06 | 2019-08-16 | RO | Dealing in futures contracts | 2019-08-16 | 2020-09-30 | RO | Dealing in securities | 2019-08-16 | 2020-09-30 |
| 5 | Inheritance Asset Management Limited | Rep | Advising on securities | 2023-04-27 | 2023-05-30 | Rep | Asset management | 2023-04-27 | 2023-05-30 | RO | Advising on securities | 2023-05-30 | RO | Asset management | 2023-05-30 |
| 6 | MF Global Hong Kong Limited | Rep | Dealing in futures contracts | 2006-11-09 | 2007-04-30 | Rep | Advising on futures contracts | 2006-12-19 | 2007-04-30 | RO | Advising on futures contracts | 2007-04-30 | 2011-09-14 | RO | Advising on securities | 2007-04-30 | 2011-09-14 | RO | Dealing in futures contracts | 2007-04-30 | 2011-09-14 | RO | Dealing in securities | 2007-04-30 | 2011-09-14 |
| 7 | MF Global Securities HK Limited | Rep | Dealing in securities | 2006-11-09 | 2007-04-30 | Rep | Advising on securities | 2006-12-19 | 2007-04-30 | RO | Advising on securities | 2007-04-30 | 2007-04-30 | RO | Dealing in securities | 2007-04-30 | 2007-04-30 |
| 8 | RBS Asia Futures Limited | Rep | Advising on futures contracts | 2004-05-31 | Rep | Asset management | 2004-05-31 | Rep | Dealing in futures contracts | 2006-10-01 |
| 9 | RBS Asia Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-05-31 | Rep | Advising on securities | 2004-05-31 | Rep | Asset management | 2004-05-31 | Rep | Dealing in securities | 2005-02-04 |
| 10 | Zinvest Capital Management Limited | RO | Asset management | 2021-09-06 | 2022-12-21 |
| 11 | Zinvest Global Limited | RO | Advising on securities | 2017-08-02 | 2019-04-30 | RO | Dealing in securities | 2017-08-02 | 2019-04-30 | RO | Advising on futures contracts | 2018-03-28 | 2019-04-30 | RO | Dealing in futures contracts | 2018-03-28 | 2019-04-30 | RO | Advising on futures contracts | 2021-09-06 | 2022-12-21 | RO | Advising on securities | 2021-09-06 | 2022-12-21 | RO | Dealing in futures contracts | 2021-09-06 | 2022-12-21 | RO | Dealing in securities | 2021-09-06 | 2022-12-21 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy