Ho, Kwong Chak 何光澤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PIPER JAFFRAY ASIA FUTURES LIMITED | RO | Dealing in futures contracts | 2004-02-13 | 2005-07-27 |
| 2 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Advising on securities | 2003-09-09 | 2003-10-29 | Rep | Dealing in securities | 2003-09-09 | 2003-10-29 | RO | Advising on securities | 2003-10-29 | 2005-11-01 | RO | Dealing in securities | 2003-10-29 | 2005-11-01 |
| 3 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | RO | Advising on securities | 2003-07-17 | |
| 4 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2003-07-17 | Rep | Dealing in futures contracts | 2003-07-17 |
| 5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | RO | Advising on securities | 2003-07-17 | RO | Automated trading services | 2003-07-17 | RO | Dealing in securities | 2003-07-17 |
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