Ho, Edward So Shing 何蘇成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUA NAN SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2010-01-11 | 2011-03-25 |
| 2 | QUEST STOCKBROKERS (HK) LIMITED | Rep | Dealing in securities | 2005-05-09 | 2005-08-11 | RO | Dealing in securities | 2005-08-11 | 2009-04-01 |
| 3 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2004-03-08 | Rep | Asset management | 2004-03-08 | Rep | Dealing in futures contracts | 2004-03-08 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | RO | Automated trading services | 2003-09-11 | RO | Advising on corporate finance | 2004-03-08 | RO | Advising on securities | 2004-03-08 | RO | Asset management | 2004-03-08 | RO | Dealing in securities | 2004-03-08 |
| 5 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2004-04-23 | 2005-05-03 |
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