Tai, Kwok Keung (SFC:AAE013) 戴國強

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 PIPER JAFFRAY ASIA SECURITIES LIMITED Rep Advising on corporate finance 2003-09-10
2 PIPER JAFFRAY ASIA SECURITIES LIMITED Rep Advising on securities 2003-09-10
Leeds Fund International Limited RO 2017-09-25 2019-05-24
Lumineux Securities Limited RO 2020-02-27 2020-07-05
3 PIPER JAFFRAY ASIA SECURITIES LIMITED Rep Asset management 2003-09-10
Leeds Fund International Limited RO 2017-09-25 2019-05-24
Lumineux Asset Management Limited RO 2020-01-15 2020-07-05
4 ORIENTAL WEALTH FUTURES LIMITED RO Dealing in futures contracts 2009-06-18 2010-02-12
ORIENTAL WEALTH FUTURES LIMITED RO 2011-01-06 2011-08-28
CMBC INTERNATIONAL FUTURES COMPANY LIMITED Rep 2011-09-01 2011-09-20
CMBC INTERNATIONAL FUTURES COMPANY LIMITED RO 2011-09-20 2012-09-15
LUK FOOK FUTURES (HK) LIMITED Rep 2012-10-04 2012-11-06
LUK FOOK FUTURES (HK) LIMITED RO 2012-11-06 2014-07-02
5 PIPER JAFFRAY ASIA SECURITIES LIMITED Rep Dealing in securities 2003-09-10
Beijing Securities Limited Rep 2003-09-11 2004-06-23
CVP Securities Limited Rep 2004-08-11 2004-08-30
CVP Securities Limited RO 2004-08-30 2005-05-15
ENLIGHTEN SECURITIES LIMITED Rep 2007-02-16 2008-08-29
ORIENTAL WEALTH SECURITIES LIMITED RO 2008-09-05 2011-08-28
CMBC SECURITIES COMPANY LIMITED Rep 2011-09-01 2011-09-20
CMBC SECURITIES COMPANY LIMITED RO 2011-09-20 2012-09-15
LUK FOOK SECURITIES (HK) LIMITED Rep 2012-10-04 2012-11-06
LUK FOOK SECURITIES (HK) LIMITED RO 2012-11-06 2014-07-02
SUPREME CHINA SECURITIES LIMITED RO 2014-10-10 2016-06-30
Leeds Securities Investment Limited RO 2018-09-20 2019-06-28
Lumineux Securities Limited RO 2020-02-27 2020-07-05

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