Tai, Kwok Keung (SFC:AAE013) 戴國強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-09-10 | |
| 2 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Advising on securities | 2003-09-10 | |
| 3 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Asset management | 2003-09-10 | |
| 4 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-09-01 | 2011-09-20 |
| 5 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-10-04 | 2012-11-06 |
| 6 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2003-09-10 | |
| 7 | Beijing Securities Limited | Rep | Dealing in securities | 2003-09-11 | 2004-06-23 |
| 8 | CVP Securities Limited | Rep | Dealing in securities | 2004-08-11 | 2004-08-30 |
| 9 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2007-02-16 | 2008-08-29 |
| 10 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-09-01 | 2011-09-20 |
| 11 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-10-04 | 2012-11-06 |
| 12 | Leeds Fund International Limited | RO | Advising on securities | 2017-09-25 | 2019-05-24 |
| 13 | Lumineux Securities Limited | RO | Advising on securities | 2020-02-27 | 2020-07-05 |
| 14 | Leeds Fund International Limited | RO | Asset management | 2017-09-25 | 2019-05-24 |
| 15 | Lumineux Asset Management Limited | RO | Asset management | 2020-01-15 | 2020-07-05 |
| 16 | ORIENTAL WEALTH FUTURES LIMITED | RO | Dealing in futures contracts | 2009-06-18 | 2010-02-12 |
| 17 | ORIENTAL WEALTH FUTURES LIMITED | RO | Dealing in futures contracts | 2011-01-06 | 2011-08-28 |
| 18 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2011-09-20 | 2012-09-15 |
| 19 | LUK FOOK FUTURES (HK) LIMITED | RO | Dealing in futures contracts | 2012-11-06 | 2014-07-02 |
| 20 | CVP Securities Limited | RO | Dealing in securities | 2004-08-30 | 2005-05-15 |
| 21 | ORIENTAL WEALTH SECURITIES LIMITED | RO | Dealing in securities | 2008-09-05 | 2011-08-28 |
| 22 | CMBC SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2011-09-20 | 2012-09-15 |
| 23 | LUK FOOK SECURITIES (HK) LIMITED | RO | Dealing in securities | 2012-11-06 | 2014-07-02 |
| 24 | SUPREME CHINA SECURITIES LIMITED | RO | Dealing in securities | 2014-10-10 | 2016-06-30 |
| 25 | Leeds Securities Investment Limited | RO | Dealing in securities | 2018-09-20 | 2019-06-28 |
| 26 | Lumineux Securities Limited | RO | Dealing in securities | 2020-02-27 | 2020-07-05 |
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